Job title: Compliance Manager
Job type: Permanent
Emp type: Full-time
Industry: Banking & Financial Services
Expertise: Legal/ Compliance
Salary type: Monthly
Salary from: THB ฿70,000.00
Salary to: THB ฿90,000.00
Job published: 2019-10-28
Job ID: 82022
Contact name: Andrew Thompson

Job Description

Job Description

  • Ensuring compliance with compliance standards set by regulators.
  • Actively monitoring the operations of the business and providing advice to relevant stakeholders.
  • Reviewing existing compliance tools and providing suggestions to top management on how to evolve.
  • Identifying weaknesses in relation to internal control procedures and making recommendations for improvement.
  • Working with business heads in the preparation of operation manuals.
  • Learning about new regulations and new company products, and liaising with involved parties to ensure there are no interruptions in business operations.
  • Liaising with internal and external stakeholders on all aspects of compliance.
  • Submitting regular reports to regulators and in-house stakeholders.

Qualifications

  • A Bachelors Degree in a relevant subject.
  • At least 5 years of experience in the compliance function.
  • Understanding of BOT and SEC regulations, especially regarding digital assets.
  • A good background in AML standards.
  • Experienced in drafting compliance standards.
  • Experience working at regulators, stockbrokers or securities companies is preferred.

Our client will provide the successful candidate with a good salary and opportunities to grow in an expanding sector and help to shape country-wide regulations moving forward.