Job title: VP-Compliance (Financial Service)
Job type: Permanent
Emp type: Full-time
Industry: Banking & Financial Services
Expertise: Legal/ Compliance
Salary type: Monthly
Salary from: THB ฿180,000.00
Salary to: THB ฿200,000.00
Job published: 2019-09-13
Job ID: 80845
Contact name: Piphat Jongsiriluk, Nutthamon Wannawong
Phone number: 02-7160000

Job Description

Responsibilities:

  • Advising on compliance law, rules, and standards, including staying updated on changes and developments in these areas.
  • Preparing the monthly and annual Compliance Plan, detailing the results of the compliance policy review of laws, rules, and regulations.
  • Monitoring regulatory developments and the implementation of compliance rules and standards through policies and/or procedures, and/or guidelines, and, communicating to the staff.
  • Ensuring the submission of monthly report required by other regulators.
  • Reporting on suspicious accounts and/or suspicious transactions to the appropriate regulatory authority (AMLO: Anti-Money Laundering Office, Thailand and AML/CFT Compliance, Head Office).
  • Liaising with regulatory authorities on regulatory matters and acting as a contact point with authorized regulators.
  • Being responsible for branch compliance auditing, and ensuring compliance with all important regulations.
  • Coordinating with related government agencies or regulators regarding compliance issues as observe or updated in new announcements from the BOT or other regulators.

Qualifications:

  • Bachelor’s degree or higher in a related field.
  • A minimum of 7 years in a compliance field (financial business).
  • Knowledge of AML/CFT/KYC rules and regulations and compliance culture.
  • Good command of English.