Job title: Senior Internal Auditor (Securities) – BTS Siam
Job type: Permanent
Emp type: Full-time
Industry: Banking & Financial Services
Expertise: Accounting/ Finance/ Audit
Salary type: Annual
Salary: Negotiable
Location: Pathumwan, Bangkok
Job published: 2023-01-25
Job ID: 108247
Contact name: Rattiya Kampangkaew

Job Description

Our client provides services in retail and institutional securities brokering, derivatives, mutual funds, debt capital markets, investment management services, offshore investment, investment banking, and research..

Job Responsibilities:

  • Identifying and assessing risks to design audit scope for each business unit.
  • Preparing audit programs, and designing work papers and audit tools.
  • Performing audit fieldwork either independently or as a member of an audit team.
  • Preparing and reviewing audit findings and working papers, and drafting audit reports.
  • Preparing final audit reports with findings and recommendations both in Thai and English.
  • Following up on management actions, and preparing quarterly reports as per requirements.
  • Preparing SOX test plans, and performing SOX testing as per requirements.
  • Coordinating with other departments to ensure the adequacy of internal control and compliance with applicable laws, regulation, policies & procedures, and codes of conduct.
  • Performing various other duties as assigned by management.


  • Aged 28-35 years old, Thai only.
  • Bachelor’s Degree in Accounting is a must.
  • At least 4 years’ experience in auditing (external & internal auditing) in the Securities industry is a must.
  • Has a background in, and is familiar in data analysis.
  • Familiar with the Securities industry.
  • Good command of English - both written and spoken.
  • An active person, with good communication skills and the ability to work well under pressure.
  • Able to working 5 days per week at the office in Central World.